Compliance and Risk Management

The Compliance and Risk Management team at Vanguard is responsible for ensuring the integrity and security of investment operations by implementing and overseeing robust compliance frameworks and risk management strategies. This team conducts thorough due diligence, monitors regulatory adherence, and assesses potential risks associated with third-party partnerships and investment practices. By fostering a culture of ethics and continuous improvement, they help protect the interests of Vanguard’s investors and uphold the firm’s reputation in the financial industry.