Scott Brody

Scott Brody has over 25 years of experience in the financial services industry. Scott began their career in 1997 as a Senior Sales Specialist at E*TRADE Financial. In 2002, they moved to CUSO Financial Services, LLC as a Senior Compliance Analyst. In 2005, they became a Senior Compliance Examiner at Financial Network Investment Corporation. In 2006, they were appointed as the Senior Vice President, Chief Compliance Officer at LPL/Associated Securities Corp. In 2009, they joined TCW/Metropolitan West Asset Management as the Senior Vice President, Senior Compliance Officer. In 2012, they moved to City National Bank as the SVP, Chief Compliance Officer, Broker-Dealers. Scott is currently the Chief Compliance Officer at Vested Finance, a position they have held since 2022. Throughout their career, they have been responsible for overseeing all aspects of the Compliance Program, coaching and advising senior leadership, and performing various duties related to securities compliance.

Scott Brody attended St.Edward's University from 1986 to 1991, where they earned a Bachelor of Arts in Criminal Justice.