SF

Sean Fox

Chief Compliance Officer at Victory Capital

Sean Fox has extensive experience in the financial industry, with a focus on compliance and auditing. Sean currently holds the position of Chief Compliance Officer at Victory Capital since June 2022. Prior to this role, they served as the Deputy CCO for Victory and USAA Mutual Funds from August 2021 to June 2022. Sean also held the positions of Senior Compliance Officer and Compliance Officer at Victory Capital from 2019 to 2021.

Before joining Victory Capital, Sean worked at KPMG US as a Senior Associate in Risk Consulting from July 2014 to June 2015. Prior to that, they were a Senior Auditor at Cohen & Company, where they were responsible for auditing mutual funds and collective investment trusts. Sean was promoted to Audit Senior in December 2013 and played a key role in running audit engagements and improving financial statement footnote disclosures.

Sean's career in the financial industry began at E*TRADE Financial, where they served as a Team Lead in the Order Management Department from October 2009 to January 2013. Sean was responsible for handling high exposure retail orders, mitigating risks, and managing internal error accounts. Prior to that, they worked as a Senior Broker at Etrade Financial, assisting in order flow processing and monitoring proprietary systems for fraudulent trading activities.

Overall, Sean Fox has a strong background in compliance, auditing, and risk management, providing valuable expertise to the financial organizations they have worked for.

Sean Fox completed their Bachelor of Science (B.S.) degree in Business Administration and Management, General at The University of Kansas from 1994 to 1998. Sean later pursued a Master of Business Administration (MBA) degree with a specialization in Accounting at Roosevelt University from 2008 to 2010. In addition to their education, Fox obtained the certification of CPA (Inactive) from the Accountancy Board of Ohio - State of Ohio, although the specific month and year of obtaining the certification are not provided.

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Timeline

  • Chief Compliance Officer

    June, 2022 - present

  • Deputy CCO Victory And USAA Mutual Funds

    August, 2021

  • Senior Compliance Officer

    January, 2019

  • Compliance Officer

    June, 2015

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