Emanuel Romero-Vicini

Compliance Officer at Vision Financial Markets LLC

Emanuel Romero-Vicini, MBA, currently serves as a Compliance Officer at Vision Financial Markets LLC since December 2019 and is the Founder and Chief Executive Officer of Resilience - Investment Advisory Compliance Consultants. With extensive experience in compliance roles across various financial institutions, Emanuel previously held positions as a Compliance Officer at Essex Financial Services Inc. and as Chief Compliance Officer at Futurity First Insurance Group, where responsibilities included managing compliance programs and supporting advisors. Emanuel also has a background as an Investment Fund Accountant at SS&C GlobeOp and trade support roles at Liberty Bank and TD Waterhouse. Educational credentials include an MBA in Accounting and Finance from the University of Hartford and a Bachelor of Science in Accounting and Finance from Central Connecticut State University.

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