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Vision Financial Markets LLC

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Vision Financial Markets LLC (“Vision”) is registered with the Securities and Exchange Commission as a self-clearing securities broker/dealer. Vision serves the needs of direct securities traders, investment advisors and other broker/dealers through its correspondent services. This includes providin... Read more

Employees

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Org chart

President

Howard Rothman

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Crcp John Karafa Cams

Chief Compliance Officer/amlco

Vice President - Securities Operations And Clearing

Managing Director

Michael Rothman

General Manager

Christopher Frankel

Srvp

Futures & Options Broker

Victoria Holland

Office Manager

Marketing Liaison

Securities Lending

Patrick Denicola

Client Service Associate

Equity Options Trader

Proprietary Equity Trader

Commodities Broker

Teams

Securities and Trading Operations

11 members

Client Support and Administration

6 members

Leadership Team

5 members

Compliance and Regulatory Management

3 members

Offices

This company has no offices yet

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