The Legal and Compliance team at Waddell & Reed ensures that the company adheres to all regulatory requirements and industry standards while providing legal guidance on business operations. This team works collaboratively with senior leadership and the board to mitigate risks, safeguard company assets, and promote ethical practices, enabling the organization to pursue its financial planning goals responsibly.
Carie Self
Executive Director Of Financia...
Constance K. Weaver
Board Member
Dennis E. Logue
Board Member
James A. Jessee
Director
Jeremy Schuyler
Director Of Trading
Jerry W. Walton
Board Member
Kathie J. Andrade
Board Member
Mark P. Buyle
Senior Vice President, General...
Michael F. Morrissey
Board Member
Sharilyn S. Gasaway
Board Member
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