Eric Schweitzer

Chief Compliance Officer at WallachBeth Capital

Eric Schweitzer has a wealth of experience in the financial industry, with their most recent role being Chief Compliance Officer at WallachBeth Capital since October 2020. Prior to this, they served as the Director of Compliance at Rice Financial Products Company from May 2019 to October 2020. From May 2012 to April 2019, Eric held the position of Chief Compliance Officer/Chief Operations Officer at Lampert Capital Markets. Before that, they served as President/CCO at ICM Capital Markets from July 2006 to May 2012. Eric's career began at Mayer & Schweitzer Inc./Schwab Capital Markets LLP, where they worked as the Vice President of Trading from January 1986 to January 2003. Additionally, they have also held the role of Vice President Institutional Sales at Vandham Securities from January 2003 to August 2004.

Eric Schweitzer's education history includes attending Lawrence High School, although the specific start and end years are not provided. Eric also attended Fairleigh Dickinson University, but again, the duration of their enrollment is unspecified. Furthermore, no degree or field of study is mentioned for either institution. In terms of additional certifications, Schweitzer obtained certifications in Series 7,14,24,57,63,79, and 99 from FINRA, though the specific month and year of obtaining these certifications are not mentioned.

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Timeline

  • Chief Compliance Officer

    October, 2020 - present