Andrés Carvallo

Andrés Carvallo has a diverse work experience spanning various roles in the legal and compliance field. Andrés is currently working as a Senior Compliance Associate at Wealthfront since October 2019. Prior to this, they worked at RealtyMogul as a Compliance Associate from March 2018 to October 2019. In this role, they oversaw the investment management compliance program and administered the BSA/AML and KYC program of a FINRA member broker-dealer. Andrés also assisted in drafting investor subscription agreements and private placement memoranda for real estate transactions.

Andrés has also worked as a Teaching Assistant at the University of San Diego School of Law from January 2017 to March 2017, where they assisted with the Experiential Advocacy Practicum on Deals and Transactional Law. Andrés gained experience as an Independent Researcher on Mexican Law Issues from June 2015 to March 2016.

Prior to that, they worked as a Law Clerk at Creel, García-Cuéllar, Aiza y Enríquez, S.C. from February 2014 to June 2015. In this role, they prepared legal documents for a consolidation merger, maintained corporate governance documentation, and handled regulatory reporting and filings for insurance and re-insurance clients.

Andrés also worked as a Law Clerk at Goodrich, Riquelme y Asociados, A.C. from June 2013 to February 2014, where they translated and revised legal documents related to renewable energy projects and researched licensing requirements for photovoltaic power stations in different Mexican states.

Earlier in their career, they worked as a Legal Researcher at Opera a Tu Medida, S.C. from June 2012 to December 2012. Throughout their various roles, Andrés has developed a strong background in compliance, legal research, and transactional law.

Andrés Carvallo completed their education in the field of law. Andrés obtained a Juris Doctor (J.D.) degree from the University of San Diego School of Law in 2017. Prior to that, they obtained a Bachelor of Laws (LL.B.) degree from the Instituto Tecnológico Autónomo de México in 2015. Furthermore, they have also obtained additional certifications, including a Series 51 - Municipal Fund Securities Limited Principal License from FINRA in November 2022. Andrés is also certified for Series 24, Series 66, and Series 7, although the specific dates of completion are not provided.