Alicia Sorensen Cams

Vp, Head Of New Accounts And Operations Support Services at Wedbush Securities

Alicia Sorensen, CAMS, has over 20 years of experience in the financial industry. Alicia is currently the VP, Head of Operations Support Services - Wealth Management at Wedbush Securities, where they have been working since 2019. Prior to this, they held various roles at HSBC Securities (USA) Inc., including VP, Regional Wealth Supervisor from 2013 to 2019. Alicia also worked as a Risk and Compliance Officer at BNY Mellon/MBSC Securities from 2010 to 2013. Earlier in their career, Alicia was a VP, Regional Administrative Compliance Manager at HSBC Securities (USA) Inc. and a Compliance Officer at Citigroup/Smith Barney. Alicia started their career as a Sales Assistant at UBS Paine Webber. Throughout their career, they have been responsible for ensuring compliance with regulatory and company policies, conducting branch exams, reviewing trade activity, and providing guidance and coaching to investment advisors.

Alicia Sorensen, CAMS has a Master of Business Administration (MBA) degree from the University of Phoenix. The specific field of study for their MBA is not provided. Prior to their MBA, they obtained a Bachelor of Science in Business Administration with a major in Finance from the University of Colorado, which they completed from 1994 to 1999. No additional information regarding their education history was provided.

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Previous companies

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Timeline

  • Vp, Head Of New Accounts And Operations Support Services

    July, 2022 - present

  • VP Head Of Central Supervision Wealth Management

    August, 2020

  • VP Central Supervision Asset Management

    September, 2019

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