Seungnam Lee

SVP Head Of Regulatory Reporting at Wedbush Securities

Seungnam Lee has extensive experience in regulatory reporting and compliance within the financial sector, currently serving as Vice President of Regulatory Reporting at Wedbush Securities since December 2014. Previously, Seungnam held various positions at Wedbush Securities, including Regulatory Accounting Manager and Regulatory Accountant. Prior to this role, Seungnam worked as a Compliance/Operations Officer at Kadence Advisors, LLC, and served as Chief Financial Officer at ATIS Capital Inc. In addition, Seungnam was the Chief Compliance Officer at MITTA GLOBAL SECURITIES from March 2003 to December 2011, demonstrating a strong foundation in financial compliance and regulatory frameworks.

Links


Org chart


Teams

This person is not in any teams