Todd Brooks has a strong background in the financial industry. Todd started their career as an intern at Colton Company in 2001 and continued until 2003. Todd then joined Analytiq Group as a member from 2004 to 2005. In 2005, they joined Brookstreet Securities, where they worked as a Fixed Income Trader until 2007. During their time at Brookstreet Securities, they also served as a Credit Officer, where they automated a manual job, making the distribution of daily credit notices more efficient for over 600 Independent Advisors. In 2007, Todd joined Wedbush Securities as Vice President of the Independent Franchise Owner Network and has been helping Independent Financial Advisors manage and grow their practices ever since. Todd holds FINRA series 7, 24, 66 licenses and is a graduate of Chapman University and Cushing Academy.
Todd Brooks attended Cushing Academy from 1998 to 2000, where they completed their high school education. Todd then enrolled at Chapman University, specifically The George L. Argyros School of Business and Economics, from 2000 to 2004. At Chapman University, they obtained a Bachelor of Science in Business Administration (BSBA) with a focus on Finance and Entrepreneurship.
In addition to their formal education, Todd Brooks has also obtained several certifications in the financial industry. In 2004, they obtained the FINRA Series Seven (7) certification, which qualifies him as a General Securities Agent. In 2005, they obtained the FINRA Series Sixty-Six (66) certification, which is the State Financial Advisory Exam. Todd's most recent certification is the FINRA Series Twenty-Four (24) obtained in December 2006, which designates him as a General Securities Principal.
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