Richard Knaub

Richard Knaub has a diverse and extensive work experience in the finance and legal industry. Richard is currently serving as the Chief Compliance Officer and Senior Legal Counsel at 400 Capital Management LLC since May 2020. Prior to this, they held several senior leadership roles at Bank of America, including Senior Vice President - Global Operations, Senior Vice President - COO Global Corporate Strategy, Senior Vice President - Global Risk Management / Global Regulatory Strategy, and Senior Vice President - Associate General Counsel. During their time at Bank of America, Richard collaborated with senior executives on various projects, managed teams, and oversaw areas such as business controls, risk assessment, corporate governance, strategy implementation, and mortgage litigation settlements.

Before joining Bank of America, Richard worked as a Senior Legal Counsel at Barclays, Senior Attorney at Linklaters, Associate at Cadwalader, Wickersham & Taft LLP, and Attorney at the U.S. Securities and Exchange Commission. Through these roles, they gained expertise in providing legal advice on structured products, derivatives, principal trading, investment advisory services, and regulatory matters. Richard's work experience spans over three decades and showcases their ability to successfully navigate complex financial and legal challenges.

Richard Knaub holds a Doctor of Law (JD) degree from Pepperdine Law and a Bachelor of Arts (BA) degree in Finance from Temple University. Richard is also a member of the New York State Bar, certified by the New York State Bar Association.