As Chief Compliance Officer, Ed brings over 30 years of financial services management and capital markets trading experience to our compliance program. His practical knowledge and understanding of the securities business are a critical asset in the current regulatory environment. Prior to Abel Noser, Ed was a senior level executive with TD Securities (US Markets Compliance), and Jefferies and Company. Ed carries the following securities registrations: Series 3,4,5,7,8,14,15,24,57,63,65,87, and 99.
Current role