Compliance and Regulatory Affairs

The Compliance and Regulatory Affairs team at ADM Investor Services ensures the company adheres to all relevant laws and regulations governing brokerage services in the futures market. This team is responsible for monitoring compliance, managing broker registrations, conducting regulatory audits, and implementing risk management strategies to prevent financial crime and ensure a robust compliance culture within the organization. Their goal is to safeguard the firm's integrity while facilitating regulatory reporting and communication with authorities.