John Webber

SVP, Chief Compliance Officer at Advisors Asset Management

John Webber is currently the SVP, Chief Compliance Officer at Advisors Asset Management. Prior to this, they worked as a Senior Compliance Examiner at the Financial Industry Regulatory Authority from January 2001 to December 2006. In this role, they were responsible for conducting examinations of broker-dealers to ensure compliance with FINRA rules and regulations.

John Webber received their Juris Doctor from Brooklyn Law School and their BBA in finance from Loyola University New Orleans.

John Webber works with Jim Costas - EVP, Asset Management, John Galvin - EVP, Asset Management Solutions, and Richard Stewart - EVP, UITs. Their manager is Scott Colyer, Chief Executive Officer.

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Timeline

  • SVP, Chief Compliance Officer

    Current role

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