Mary Gauldin

Mary Gauldin, MBA has extensive work experience in the financial industry. Mary currently holds the position of Compliance Product Director at AE Wealth Management, LLC, a role they have held since May 2022. Prior to this, Mary worked as a Senior Investigator at LPL Financial starting from May 2021.

Mary's earlier experience includes positions at Waddell & Reed, where they held various roles over a span of many years. Mary served as the Senior Financial Investigations professional from August 2019, and as the Vice President, Transition from January 2015 to August 2023. Before that, they held the position of Assistant Vice President, Transition from January 2012 to January 2015, and Director, Transition from August 2008 to January 2012.

Earlier in their career, Mary worked at H&R Block as the Director of Advisor Development from August 2002 to February 2008.

Mary Gauldin holds a Master of Business Administration (MBA) degree in Business from Baker University. Mary also obtained a Bachelor's degree in Business from the same institution. Additionally, Mary has various certifications including a Life and Health Insurance License from the Kansas Association of Insurance Agents, as well as Series 10, Series 24, Series 63, Series 7, and Series 9 certifications from FINRA.