Eric Tocco

Eric Tocco currently serves as the Assistant Director of Risk Product Compliance at Northwestern Mutual, having been recognized for exceptional performance and leadership within the organization, including winning first place in a corporate hackathon and leading the Enterprise Compliance Diversity & Inclusion Council. With extensive experience in compliance consulting, quality control, and risk management both at Northwestern Mutual and U.S. Bank, Eric has successfully developed comprehensive testing plans, trained compliance staff, and ensured adherence to regulatory standards. Eric holds Series 7 and Series 24 licenses and possesses a Bachelor's degree in Business Administration with a focus in Finance from the University of Wisconsin-Milwaukee.