Allworth Financial
Gary Grigsby currently serves as President and Chief Compliance Officer for AW Securities at Allworth Financial, a role held since May 2021. Prior experience includes a position as Vice President of Compliance at Goldman Sachs Personal Financial Management from July 2019 to December 2020 and Vice President Compliance/AML Officer at United Capital Financial Advisers, LLC between December 2016 and July 2019. Gary's extensive background in compliance is further highlighted by a notable tenure at AIG, where responsibilities included Vice President/Deputy Chief Compliance Officer for VALIC Financial Advisors, Inc. and oversight of a significant team managing compliance operations. Educational credentials include a Bachelor of Science in Education from Baylor University and a Master's Degree in Education-Sports Management from the University of Houston.
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Allworth Financial
Award-winning Allworth Financial is an education-based fiduciary investment management and comprehensive financial planning firm. For over three decades, Allworth has provided tens of thousands of clients nationwide with sound insights and personalized guidance about investing, estate planning, Social Security strategies, money-saving tax planning, retirement preparation, and more. HMRN Insurance Agency, LLC license #0D34087