Bethany K. Allen

Bethany K. Allen is an experienced financial professional with a strong background in operations, compliance, and brokerage. Currently serving as an Operations Department Specialist at Altruist since February 2022, Bethany previously held prominent roles at HSBC USA as a Principal and at M&T Bank/M&T Securities as a Senior Compliance Officer, specializing in compliance risk management. Bethany's extensive experience in the brokerage sector includes significant positions at E*TRADE Financial, where roles spanned from Senior Broker to Lead Risk Analyst, and at BrownCo prior to its acquisition by E*TRADE. Educational credentials include a Master of Business Administration (MBA) in Finance and Strategic Management from the University of Illinois at Chicago and a Bachelor of Arts (BA) in Economics and Finance from the University of Massachusetts Amherst. Active FINRA licenses include 7, 63, 24, 4, 53, 57(55), and 6.