David Livingston has extensive experience in compliance within the financial services sector, currently serving as the Director of Compliance at American Century Investments since April 2011. Previous roles at American Century Investments include Senior Compliance Manager and Compliance Manager, Senior - Marketing, focusing on advertising and broker-dealer compliance while navigating regulatory requirements from agencies such as the SEC and FINRA. Prior to this, David held senior positions at J.P. Morgan Retirement Plan Services, where responsibilities included reviewing advertisements and sales literature for compliance with industry regulations. David earned a Bachelor's Degree in Communications from the University of Missouri-Kansas City.
Sign up to view 2 direct reports
Get started