Ameriprise Financial
Andrea Spraungel is an experienced finance professional currently serving as the Director of Trading-Business Controls at Ameriprise Financial Services, LLC since April 2017, overseeing the trade reporting team in the Business Controls department. Previously, Andrea held several compliance-related positions, including Senior Compliance Manager at Questar Capital Corporation and Compliance Consultant roles at Woodbury Financial Services and NOVON Consulting, focusing on regulatory compliance in advertising and web content. Earlier experience includes serving as a Senior Compliance Officer at Piper Jaffray, where policies and procedures were developed for various business lines, and as a Compliance Officer at Miller, Johnson, Steichen, Kinnard, specializing in retail sales branch reviews and training. Andrea holds a Bachelor of Science degree from the University of Wisconsin-La Crosse.
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