Puneet Garg

Senior Manager, Investment Compliance And Trade Surveillance at Ameriprise Financial

Puneet Garg is currently a Senior Manager in Investment Compliance and Trade Surveillance at Ameriprise Financial Services, LLC. Prior to this role, Puneet held positions such as Manager in Investment Compliance, Group Lead, and Team Lead at the same company. Puneet also worked as an Associate at Markit and as a Senior Financial Analyst at BlackRock. Puneet began their career as a Financial Analyst at IGATE after completing an MBA in Finance from Gurukula Kangri Vishwavidyalaya and a B.Com in Commerce from MJP Rohilkhand University.

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Timeline

  • Senior Manager, Investment Compliance And Trade Surveillance

    January 1, 2024 - present

  • Manager, Investment Compliance

    July, 2021

  • Group Lead

    January, 2019

  • Team Lead

    November, 2016

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