Kellen Carter

Chief Compliance Officer at ARK Investment Management

Kellen joined ARK in April 2016. As ARK’s Corporate Counsel and Chief Compliance Officer, Kellen provides a full range of regulatory, compliance and legal advice to ARK on all business matters.

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Manager

Catherine Wood

CEO & CIO

Peers

Tom Staudt

Chief Operating Officer

Julian Falcioni

Assistant Trader

Tasha Keeney

Director of Investment Analysis & Institutional Strategies

Reports

Makenzi Cella

Compliance Associate

Kathleen Fontano

Compliance Director

Ariel Harrison

Due Diligence & Compliance Manager

Harry Skirlis

Compliance Manager

Timeline

Chief Compliance Officer
Current role

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