Gary Schwartz

Gary Schwartz has extensive work experience in the financial industry. Gary started their career in 1995 as an Equity Trader at Sterne, Agee & Leach and worked there until 1997. Gary then joined Protrader Securities, an Instinet Co., as a Regional Manager from 1997 to 2002. After that, they worked at Riverstar Group as an Equity Trader from 2002 to 2005. From 2005 to 2013, they served as the Chief Compliance Officer and Senior Vice President at YieldQuest Securities/YieldQuest Advisors. In 2013, they joined First Southern Securities, LLC as the Chief Operating Officer until 2017. Gary'snext role was at PeachCap, where they were the Chief Compliance Officer from 2017 to 2018. Presently, they are working at Arkadios Capital as their Chief Compliance Officer starting from October 2018.

Gary Schwartz has completed a Master of Business Administration (MBA) in Finance from Georgia State University. Gary also holds a Bachelor of Arts (B.A.) in Marketing from Michigan State University. Additionally, they have obtained certifications in Licenses: S4, S7, S24, S28, S53, S55, S63, S87, although the specific institution and year of obtaining these certifications are not provided. Furthermore, Gary Schwartz has also studied Marketing at Michigan State University's Eli Broad College of Business, although the exact duration of this study is not mentioned.