Steven L. Thornton

Steven L. Thornton has a diverse work experience spanning several roles and industries. Steven L. is currently the Principal at Dominari Securities since April 2023. Prior to this, they worked as the Chief Compliance Officer & FinOp at MJC Partners starting from March 2015. Before that, they served as the Chief Compliance Officer at Collins / Bay Island Securities in July 2014. From September 2013, Steven was the Chief Compliance Officer at Avendus Capital Inc. Steven L. gained valuable experience as the Financial & Operations Principal at BDO Capital Advisors, LLC from July 2009. Earlier, they held the positions of Chief Compliance Officer & FinOp at Valtus Capital Group from April 2008 and President at Thornton & Associates, LLC from September 2006. Steven also has experience working as a Senior Compliance Examiner at FINRA/NASD from March 1997 to May 2000. Prior to entering the financial industry, they were a Senior Accountant at Pacific Holding Company. Additionally, Steven served as an Anti-Tank Assault in the United States Marine Corps from March 1989 to March 1994. Through their various roles, Steven has demonstrated their expertise in compliance and financial operations.

Steven L. Thornton's education history began in 1987 when they enrolled at California State University, Northridge. Steven L. pursued a Bachelor of Science degree in Finance and completed their studies in 1992. At the same time, from 1989 to 1994, they also attended the United States Marine Corps and achieved the rank of 2nd Battalion, 23rd Marines. Their field of study in the Marines was 0351 Anti-Tank Assault/School of Infantry.