Brian serves as the Chief Financial Officer for AX Trading Group, Inc. and the Financial/Operations Principal for our Broker-Dealer; AX Trading, LLC. He started his career at the NASD in Atlanta in 1993. In 2001, Brian started BD Consulting Associates, Inc. (“BDCA”). Prior to joining AX, he held several different positions in the securities industry including Chief Compliance Officer, Chief Financial Officer, Director of Sales Practices & Advertising, and Director of Surveillance. Brian served as Chief Compliance Officer for a large insurance affiliated broker/dealer with more than 6000 registered representatives.
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