MR

Matthew Rosenblatt

Chief Compliance Officer, Ops. Principal at Berenberg Capital Markets

Matthew Rosenblatt has a diverse work experience in the financial industry. Matthew started their career at Maxim Group in 2004, where they worked in equities and options sales trading and broker-dealer operations. In 2007, they joined Deutsche Bank Securities as an Associate in the Global Equity Derivatives Middle Office. After that, they worked at NYSE Euronext as a Special Analyst from 2008 to 2010. Matthew then moved on to FINRA, where they served as a Regulatory Specialist from 2010 to 2012. In 2012, they joined Convergex as a Vice President and was promoted to Senior Vice President in 2014. Matthew worked there until 2015. Currently, they are employed at Berenberg Capital Markets, where they initially worked as a Sales and Trading Compliance Officer from 2015 to 2017 before becoming the Chief Compliance Officer and Ops Principal in 2017.

Matthew Rosenblatt attended Regis High School from 1994 to 1997, where they did not obtain a degree or specialize in any particular field of study. Following this, they enrolled in Loyola University Maryland from 1997 to 2001 and earned a Bachelor of Arts (BA) degree in Communications.

In terms of certifications, Matthew received the Securities Industry Institute® (SII) Executive Education Program from Wharton Executive Education in March 2022. Additionally, they obtained certifications in Series 7, 63, 24, and 99, but the institution and specific dates for these certifications are not provided.

Links

Timeline

  • Chief Compliance Officer, Ops. Principal

    February, 2017 - present

  • Sales And Trading Compliance Officer

    August, 2015

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