RM

Randy Misencik

Director Of Compliance Testing at BHG Financial

Randy Misencik has a comprehensive work experience in the field of compliance and risk management. Randy is currently working at BHG Financial as the Director of Compliance Testing since January 2023. Prior to this, they served as a Senior Compliance Officer at BHG Financial from May 2019 to January 2023. Randy also worked at Risk Management Solutions Group as a Senior Manager starting from June 2021. Before that, they had a long tenure at M&T Securities, Inc. in various roles including Senior Compliance Analyst/Vice President from 2017 to 2019, Compliance Specialist II/Assistant Vice President from 2010 to 2016, Senior Compliance Auditor/Assistant Vice President from 2007 to 2010, Compliance Analyst from 2005 to 2007, and Fraud Analyst from 2003 to 2005. In these positions, they demonstrated their expertise in managing compliance control environments, conducting regulatory inspections, and ensuring adherence to internal policies and regulatory requirements.

Randy Misencik has a Master of Science (M.S.) degree in Business Administration and Management, General from Keuka College, which they obtained from 2010 to 2013. Prior to that, they completed their Bachelor of Science (B.S.) degree in Economic Crime Investigation from Hilbert College from 2001 to 2003. Before their bachelor's, Randy attended Herkimer County Community College from 1998 to 2001 and obtained an Associate of Science (A.S.) degree in Criminal Justice/Safety Studies. Additionally, Randy has obtained certifications such as "A Manager's Guide to Inclusive Teams" from LinkedIn, a New York State Health, Accident, and Life Insurance License from the State of New York Insurance Department, and a Registered Para-Planner certification (for which the institution and specific dates are not provided).

Links

Timeline

  • Director Of Compliance Testing

    January, 2023 - present

  • Senior Compliance Officer

    May, 2019

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