Karla Paola C.

Head Of Compliance / Contralor Normativo at BIVA

Karla Paola C. has a diverse work experience in the financial industry. Karla Paola served as the Head of Compliance/Contralor Normativo at BIVA MX, where they implemented internal control and compliance systems for the second Mexican stock exchange. Karla Paola ensured compliance with regulations and corporate policies, developed and implemented policies and controls, and mitigated risks.

Prior to that, Karla worked as a Compliance and Suitability Officer at Credit Suisse. Karla Paola was responsible for the regulatory and compliance functions for the bank, broker dealer, and advisory office. Karla Paola enforced global corporate policies, provided advisory services to the business, and implemented policies, controls, and trainings.

Karla also worked at the Comisión Nacional Bancaria y de Valores as a Supervisor del Sistema Financiero Bursátil/Subdirector de Entidades e Intermediarios Bursátiles. Karla Paola'srole involved surveillance and oversight of financial markets and firms participating in them. Karla Paola conducted audits and inspections to ensure compliance with regulations and international market standards.

Furthermore, Karla worked as a Business Analyst at Management Solutions, where they led projects for BBVA Bancomer Mexico. Karla Paola performed business analysis, developed solutions, and implemented new systems and policies based on audit findings and regulatory concerns.

Karla's earlier experience includes working as a Financial Analyst at the Secretaría de Finanzas del Gobierno del Distrito Federal.

Karla Paola C. started their education journey in 2004 at the Instituto Tecnológico Autónomo de México, where they pursued a Bachelor's degree in Economics, specializing in Economics and Finances. Karla Paola successfully completed their undergraduate studies in 2009.

In 2012, Karla Paola C. attended the Instituto Tecnológico Autónomo de México again, this time for a diploma program in Investment Analysis. Karla Paola completed this program within the same year.

From 2013 to 2015, Karla Paola C. furthered their education at the Tecnológico de Monterrey, focusing on a Master's degree in Public Administration and Public Policy.

Karla Paola'smost recent education endeavor is at the Universidad Panamericana, where they are currently pursuing a degree in Compliance. It is worth noting that the specific field of study for this degree has not been provided in the information provided.

Links

Previous companies

Management Solutions logo
Credit Suisse logo

Timeline

  • Head Of Compliance / Contralor Normativo

    May, 2017 - present

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