Candice Konrad

Candice Konrad is an experienced compliance professional with a solid background in the financial services industry. Currently serving as Assistant Vice President in Compliance Independent Testing at BNP Paribas since December 2022, Candice previously held the position of Senior Compliance Analyst at Rockefeller Capital Management from May 2021 to December 2022. Prior to that, Candice worked as General Securities Principal at Nationwide Planning Associates, Inc. from January 2015 to May 2021, where responsibilities included providing account information, managing trade requests, and ensuring compliance with SEC and FINRA regulations. Candice holds a Bachelor’s Degree in Mathematics from Ramapo College of New Jersey, earned in 2016, and attended Towson University in 2012.