Richard Gimon

Richard Gimon has a diverse work experience in the financial industry. Richard began their career at Prudential Investment Fund Management LLC as a Legal Analyst. Richard then moved on to Knight Securities, LP, where they held roles as a Compliance and Legal Analyst and later became a Restricted Equity Sales and Trading Specialist. Gimon then joined Crown Financial Group, Inc. as a Vice President and Business Analyst. Richard then worked at Bank of America as an Assistant Vice President and Senior Compliance Officer. Following that, Gimon served as the Chief Compliance Officer and Vice President of Operations at STONEHAVEN, LLC. Richard then worked at SG Americas Securities, LLC, first as a Control Room Specialist and later as a Compliance Registered Options Principal. Gimon continued their career at SG Americas Secuirties, LLC as a Vice President in Equity and Derivative Compliance. Richard currently holds the positions of Senior Vice President and Chief Compliance Officer at C.L. King & Associates.

Richard Gimon obtained their Bachelor's degree in Environmental Studies from Brown University, where they attended from 1992 to 1996.