AB

Adrienn Bagari

Sr. Institutional Compliance Officer - KYC at Canaccord Genuity

Adrienn Bagari has extensive work experience in the financial industry. Adrienn currently holds the position of Sr. Institutional Compliance Officer - KYC at Canaccord Genuity Group Inc., a role they began in June 2022. Prior to this, they worked at RBC Dominion Securities as the Manager of Wealth Management Surveillance, Compliance from March 2020 to June 2022.

Before joining RBC Dominion, Bagari held positions at RBC Capital Markets and TD Wealth Management. At RBC Capital Markets, they served as the Manager of Regulatory Inquiries from August 2019 to March 2020, where they were responsible for managing and tracking regulatory investigations and responding to trading-related regulatory inquiries. At TD Wealth Management, Bagari held various roles, including Compliance Officer from November 2014 to December 2015, Analyst in the Performance Measurement Group from February 2011 to November 2014, and Fund Accountant from May 2008 to February 2011.

Overall, Bagari's work experience spans compliance, surveillance, regulatory inquiries, and various roles in wealth management, showcasing their expertise in the financial industry.

Adrienn Bagari received a Diploma in Accounting and Finance from the School of Economics in Budapest, Hungary. Adrienn obtained this degree in 1996. In addition to their formal education, Adrienn has also earned several certifications. These include the Trader Training Course from the Canadian Securities Institute, which they completed in November 2020. Adrienn also holds a Certificate in Investment Dealer compliance from the Canadian Securities Institute, which they obtained in April 2019. Adrienn has further certifications such as the CSC (Canadian Securities Course), which they completed in February 2019, and the CPH (Conduct and Practices Handbook), which they obtained in May 2016. Adrienn has a Certificate in Financial Accounting, Corporate Planning & Business Statistics from the School of Economics in Budapest, Hungary, which they obtained in July 2000. Adrienn's earliest certification is an ISO 9000 Internal Auditor, although the specific institution and month of completion are not provided.

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  • Sr. Institutional Compliance Officer - KYC

    June, 2022 - present

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