Jim D.

Jim D. has a diverse work experience spanning over 19 years. Jim most recently worked as the Director of Business Operations for CS Wealth Management Group at Capitol Securities Management Inc. In this role, they oversaw various aspects of the business, including new account processing, trading, technology, and vendor management.

Prior to their role at Capitol Securities Management Inc., Jim worked as the Director of Operations for Friberg Wealth Management Group. Here, they handled middle/back-office and compliance operations, coordinated with internal and external partners, and was responsible for account processing, trading, technology, and managerial reporting.

Earlier in their career, Jim held various roles at Capitol Securities Management, Inc. These included Vice President of Trade Support, where they managed trade operations and settlement activities, and Trade Support Manager and Senior Specialist roles, where they handled trade capture/reporting, new account setup, and home office cashiering.

Before joining Capitol Securities Management, Inc., Jim worked at ICMA-RC as a Senior Investor Services Representative on the Mutual Fund Desk. In this role, they executed mutual fund trades, rebalanced portfolios, and provided account information to clients. Jim also served as a system administrator for the firm's EZ-Link tool and onboarded new clients.

Overall, Jim D. has extensive experience in operations, trade support, and management in the financial industry.

Jim D. obtained an Associate's Degree in General Studies from Northern Virginia Community College, where they studied from 1997 to 1999. Jim then pursued a Bachelor's Degree in Finance at the University of Maryland from 2000 to 2002. In addition to their degrees, Jim also completed the Brokerage Operations Certificate at the New York Institute of Finance in September 2001. Jim further obtained A+ and Network+ certifications from CompTIA in December 2000.