Katie Hallberg has extensive experience in compliance roles. Katie began their career at Davenport & Company LLC as a Compliance Associate from August 2005 to June 2008. Following that, they joined Institutional Life Services as a Compliance Analyst from June 2008 to April 2010. Afterwards, they worked at Capitol Securities Management, Inc. as a Compliance Manager from April 2010 to December 2011. Since January 2012, they have been employed at Capitol Securities Management Inc. as the Chief Compliance Officer and AML Compliance Officer.
Katie Hallberg attended James Madison University from 2001 to 2005, where they obtained a Bachelor of Business Administration (BBA) degree with a specialization in Business Finance. Additionally, they also completed a Bachelor of Science (BS) degree in Finance, specifically in the field of General Finance.
January, 2012 - present
Chief Compliance Officer & Fund Counsel & Managing Director at Kennedy Lewis Investment Management
General Counsel & Chief Compliance Officer at PlanSource
Chief Financial Officer & Chief Compliance Officer at Prelude Growth Partners
Chief Compliance Officer, First Eagle Alternative Credit, LLC & First Eagle Private Credit Fund at First Eagle Investments
Chief Compliance Officer at Paxful
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