Jonathan Schultz has an extensive background in compliance and risk management. With experience in various financial institutions such as CastleOak Securities, Cantor Fitzgerald, and Linium Resources, Jonathan has held key positions such as Chief Compliance Officer, AML Compliance Officer, and Senior Compliance Consultant. Jonathan's expertise includes AML compliance oversight, KYC/CDD/EDD measures, and regulatory compliance initiatives. Their educational background includes a Bachelor of Arts degree in English Language and Literature/Letters from the University of Wisconsin-Madison.
CastleOak Securities
CastleOak Securities, L.P. is a boutique investment bank focused on the capital markets serving a broad array of corporate, governmental and institutional investor clients. Headquartered in New York City, and with five regional offices, CastleOak specializes in primary and secondary sales and trading of fixed income, equity, and money market securities. Since its founding in 2006, CastleOak has grown to approximately 50 professionals and has assisted its clients on public offerings totaling over $3 trillion.