Daisy Ycmat-Miller

Compliance Analyst-advertising Review at Cetera Financial Group

Daisy Ycmat-Miller is an accomplished finance professional with extensive experience in compliance, operations, and marketing within the financial services industry. Currently serving as a Compliance Analyst for Advertising Review at Cetera Financial Group since December 2023, Ycmat-Miller's prior roles include Operations Analyst for Investment Services Risk & Review at Bank of the West from April 2018 to September 2023, and Marketing Compliance Manager at Franklin Templeton Investments from November 2010 to April 2017. Earlier career positions include Transition Manager at Brecek & Young Advisors, Securities Lending Manager at Investors Bank & Trust, Supervisor of Global Trading and P&S at E*TRADE, and Investment Consultant at TD Waterhouse Investor Services. Ycmat-Miller holds a Bachelor's Degree in Finance from California State University-Sacramento.

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