Cetera Financial Group
Nicole Sheehan has extensive experience in the financial services industry, currently serving as an Advertising Review Analyst at Cetera Financial Group since October 2015. In this role, Nicole reviews advertising and sales literature to ensure compliance with applicable laws and regulations. Prior to this, Nicole held the position of Manager Advertising Review Compliance at NPC of America, where responsibilities included reviewing literature involving various financial products and applying regulatory analysis. Previous roles in client service and operations at firms such as J.P. Morgan, Pershing, and Digital Assurance Certification further developed Nicole's expertise in compliance and customer support. Nicole's career began at The Money Store, focusing on mortgage loan document review.
This person is not in any teams
This person is not in any offices