Cetera Financial Group
Tracy Nelson is a seasoned professional with extensive experience in compliance and auditing. Serving as a Senior Compliance Manager at Cetera Financial Group since April 1994, Tracy oversees policy management and compliance oversight. Prior experience includes a role as a Senior Auditor at Prudential Financial from 1984 to 1991. Tracy holds an MBA and a BS in Business from St. Cloud State University.
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Cetera Financial Group
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Cetera Financial Group is a shared service organization serving affiliates that comprise the second-largest family of independent broker-dealers in the United States.