Joel Sauer

Joel Sauer, CFA, has extensive experience in compliance and risk oversight within the financial services industry. Currently serving as Director of Fraud Risk Oversight and Director of Senior and Vulnerable Investor Investigations at Charles Schwab since March 2019, Joel has previously held leadership roles at Hudson Advisors L.P. and Lone Star Funds as Managing Director and Chief Compliance Officer. Additionally, Joel has contributed as Chief Compliance Officer at Hayman Capital Management, Principal Consultant at ACA Compliance Group, Branch Chief at the U.S. Securities and Exchange Commission, and Assistant Director at the Texas State Securities Board. Joel holds a B.A. in Chemical-Physics and History, graduating magna cum laude from Rice University.