Ralph Grimaldi is the Managing Director of Compliance at Charles Schwab, where they have led multiple teams and managed significant compliance initiatives since 2013. With a strong background in regulatory compliance and risk management, Ralph has contributed to product launches and improved partnerships within the financial services sector. Prior to their role at Charles Schwab, Ralph served as the Chief Compliance Officer at Nighthawk Partners Inc., overseeing broker-dealer compliance and legal guidance. Ralph holds a Doctor of Law degree from Tulane University Law School and advanced degrees in English from the University of Texas at Austin and the University of New Orleans.
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