BF

Ben Fitzgerald

Senior Investigator at CIRO

Ben Fitzgerald is a Senior Investigator at CIRO / OCRI, with previous experience as Manager of Enterprise Conduct Risk Management at TD Global Compliance and Senior Compliance Officer at TD Wealth Compliance. Ben holds a Certificate in Investment Dealer Compliance from the Canadian Securities Institute and a Bachelor of Arts from Carleton University.

Links

Previous companies

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Timeline

  • Senior Investigator

    April, 2020 - present

  • Investigator - Enforcement

    January, 2019