CIRO
Ben Fitzgerald is a Senior Investigator at CIRO / OCRI, with previous experience as Manager of Enterprise Conduct Risk Management at TD Global Compliance and Senior Compliance Officer at TD Wealth Compliance. Ben holds a Certificate in Investment Dealer Compliance from the Canadian Securities Institute and a Bachelor of Arts from Carleton University.
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CIRO
Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.