Michael Riccio

Senior Trading Conduct Compliance Examiner

Michael Riccio is a seasoned professional with extensive experience in the financial services sector. Currently serving as a Trading Conduct Compliance Examiner at CIRO/OCRI since March 2023, Michael previously held the position of Manager - Sales & Service at Scotiabank's Scotia iTRADE, where responsibilities included motivating and developing individual investment representatives and client service representatives through coaching and skill-building activities. Michael's prior experience includes a role as a Senior Investment Representative at RBC Direct Investing, where knowledgeable trading services were provided to clients, and a position at Kitco Metals Inc., focusing on executing trades and supporting sales teams. Michael's career began at Blockbuster, where responsibilities included management duties. Michael earned a Bachelor of Commerce in Management and Finance from Concordia University's John Molson School of Business.

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Montréal, Canada

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