William Xu

William (Yang) Xu, CFA, has extensive experience in trading conduct compliance, with a career spanning over a decade at CIRO/OCRI, where roles included Director, Manager, and Team Lead, focusing on the examination of trade desk processes and compliance with the Universal Market Integrity Rules (UMIR). Notably, William has led teams in assessing supervision systems and conducting reviews of Alternative Trading Systems while mentoring staff and preparing reports for management. Prior to CIRO/OCRI, William held various positions in client services and mortgage advisory across companies including Questrade and CIBC Mortgages. William holds a Bachelor's degree in Global Management Studies from Ryerson University and a B.Sc. in General Science from the University of Waterloo, complemented by education from the Canadian Securities Institute.