TP

Thomas Popp

Compliance Officer at Clear Street

Thomas Popp has a comprehensive work experience spanning over several years in various roles related to compliance and finance. Thomas started their career as a Tax Auditor/Examiner at the Internal Revenue Service in 1990. In 1991, they joined the New York Mercantile Exchange as a Senior Trading Analyst before moving to Smith Barney Brokerage Firm as a Compliance Officer later that year.

In 1994, Thomas joined Merrill Lynch as a Director - Compliance Officer and simultaneously worked as a Compliance Officer at Clear Street. Thomas continued working at Merrill Lynch until 2003 when they transitioned to BNY Mellon as a Vice President - Compliance Officer.

In 2005, Thomas became a Managing Director - Compliance Officer at Convergex Group, where they worked until 2017. During this period, they also held the role of Compliance Officer at Cantor Fitzgerald & Co for five years.

Currently, Thomas is employed as a Compliance Officer at Clear Street since 2022. Throughout their career, they have acquired extensive experience and expertise in compliance and financial management.

Thomas Popp obtained their Bachelor of Business Administration (B.B.A.) degree in Finance, General from the State University of New York at Fredonia. Thomas attended the university from 1987 to 1989.

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Timeline

  • Compliance Officer

    January, 2022 - present