Erick Aguayo, IACCP®

Erick Aguayo has a diverse range of experience in the financial industry, with a focus on regulatory compliance. Erick currently serves as the Director of Compliance at Concreit since December 2022. Prior to this, they worked at ACA Group as a Principal Consultant from September 2021 to December 2022, where they provided regulatory compliance consulting services to SEC registered investment advisers and conducted mock SEC examinations and annual compliance reviews. Erick also drafted and reviewed regulatory filings and provided SEC regulatory compliance training.

Before joining ACA Group, Erick worked at Hohimer Wealth Management as a Compliance Manager from January 2021 to September 2021. In this role, they were responsible for all aspects of the firm's compliance department and worked on SEC required filings and regulatory risk management.

From 2014 to 2020, Erick held various roles at Merriman Wealth Management, LLC. Erick served as the Chief Compliance Officer from March 2019 to December 2020, where they conducted firm-wide risk analysis, developed compliance systems, and led audit preparation work with SEC examiners. Prior to this, they were a Compliance Manager from December 2014 to March 2019, where they identified and addressed compliance issues and assisted the Chief Compliance Officer in administering the firm's policies. Erick also started their career at Merriman Wealth Management as a Client Services Account Specialist.

Before joining Merriman Wealth Management, Erick worked at JPMorgan Chase as a Relationship Banker from January 2013 to March 2014.

Overall, Erick Aguayo has extensive experience in regulatory compliance, conducting examinations, drafting regulatory filings, and providing training in the financial industry.

Erick Aguayo, IACCP®, has a strong educational background in the field of finance and law. Erick obtained a Bachelor's degree in Economics from Whitman College between the years 2008 and 2012. Following that, they pursued a Master of Science in Jurisprudence with a concentration in Financial Services Law at Seton Hall University School of Law from 2018 to 2021.

In addition to their academic achievements, Aguayo has also acquired significant certifications. In November 2016, they completed the Investment Adviser Certified Compliance Professional® (IACCP®) program offered by NRS - National Regulatory Services. Furthermore, in August 2014, they obtained the Series 65 certification from the Financial Industry Regulatory Authority (FINRA). These certifications demonstrate their commitment to professional development and specialization in their field.