Rachna Shah

Rachna Shah has extensive experience in compliance and risk management. Rachna currently holds the position of Compliance Director at Crescent Capital Group LP. Prior to this, they worked at CBRE as a US Senior Ethics and Compliance Manager, where they were responsible for governance, ethics, and compliance across various business practices. Rachna also served as a Senior Compliance Manager at HSBC Global Asset Management, where they oversaw a team of compliance employees and advised on regulatory changes and compliance risk management. Rachna has previous experience as Vice President of Compliance at HSBC Asset Management (India) Private Limited and as a Manager of Compliance at Reliance Capital Asset Management Limited.

Rachna Shah has a diverse educational background with a focus on governance, compliance, corporate laws, and finance. Rachna obtained their Master's degree in Governance, Compliance, and Corporate Laws from The Institute of Chartered Secretaries & Administrators (UK) in 2010. Prior to that, they completed their Bachelor's degree in Law from Mumbai University Mumbai between 2005 and 2008. Rachna also holds a Master's degree in Corporate Laws from The Institute of Company Secretaries of India, which they earned from 2000 to 2003. Additionally, Rachna obtained a Bachelor's degree in Commerce and Economics from the University of Mumbai between 1999 and 2002.

In terms of certifications, Rachna has an FINRA Series 14 Compliance Officer certification, which they obtained from FINRA in December 2020. This certification is equivalent to the SIE, Series 7, and Series 24 certifications.