Dolly Nugent

Dolly Nugent has over 20 years of experience in the banking industry, specializing in compliance and risk management. Dolly currently holds the position of SVP/Senior Compliance Manager at CTBC Bank Corp. (USA) since March 2020. Prior to that, they were with Citizens Business Bank, where they served as VP/BSA Compliance Manager from July 2017 to March 2020. Dolly also held the role of SVP/Risk & Compliance Officer at Banc of California for a brief period in 2017. Before joining Citizens Business Bank, Nugent worked as a Compliance Manager at Community Bank from March 2015 to November 2016. Dolly also has experience as an SVP/Compliance Manager at Security Bank of California from April 2013 to March 2015, and as an SVP/Compliance Manager at American Security Bank from July 2005 to March 2013. Nugent began their career as a VP/Compliance Officer at Citizens Business Bank in April 1996, where they worked for almost a decade. Throughout their career, they have been responsible for developing and maintaining compliance programs, overseeing internal controls and risk management, and managing regulatory examinations.

Dolly Nugent attended ABA Graduate Compliance School from 1989 to 1991, where they focused on Compliance Regulations. Following this, they pursued further education at Victor Valley College from 1995 to 1999, obtaining an Associate of Science (AS) degree in Business Administration and Management, with a specialization in General Management. In terms of additional certifications, Dolly Nugent became a Certified Regulatory Compliance Manager in November 2010 through the American Bankers Association.