DH

Dean Hall

Vp, Chief Compliance Officer at D.A. Davidson & Co.

Dean Hall started their career in 2004 as a Compliance Officer at Bidwell & Company. In 2004, they joined D.A. Davidson & Co. as the VP and Chief Compliance Officer, a role they held until 2018. In 2018, they were promoted to the VP and Director of Capital Markets Compliance at D.A. Davidson & Co.

Dean Hall has a diverse education history. Dean attended the University of North Carolina Wilmington from 1986 to 1991, earning a Bachelor of Science degree with a major in accounting and finance. Subsequently, they pursued further education at the Campbell University, Norman Adrian Wiggins School of Law from 1992 to 1995, although the specific degree obtained is not specified. Additionally, in 2009 to 2010, Dean attended the Wharton School and completed the CRCP program at the FINRA Institute. The field of study for this program is not provided.

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Timeline

  • Vp, Chief Compliance Officer

    May, 2004 - present

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