Niki Harris

Vp, WM Compliance Examination Manager at D.A. Davidson & Co.

Niki Harris has extensive work experience starting from 1988 until now. Niki worked at D.A. Davidson Companies as the VP, WM Compliance Examination Manager since December 2022. Before that, they held the role of AVP, Compliance Examiner from 2016 to December 2022. Prior to that, they were the AVP, New Accounts Manager from July 1998 to April 2016. Niki also served in the Army National Guard as a 92G from April 2010 to March 2016. Early in their career, they worked at Target as a Level 3 Manager from April 1988 to June 1996.

Niki Harris attended Great Falls College Montana State University from 2011 to 2013 and obtained an Associate of Arts and Sciences (AAS) degree. In addition to their formal education, they have also acquired certifications such as "Getting Started with Microsoft 365" and "Leading When You're Not in Charge" from LinkedIn in November 2022 and September 2022 respectively. Furthermore, they have pursued certifications in the financial industry including the Series 24, Series 66, and Series 7 from the Financial Industry Regulatory Authority (FINRA), although the months and years of obtaining these certifications are not specified.

Links

Previous companies

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Timeline

  • Vp, WM Compliance Examination Manager

    December, 2022 - present

  • AVP Compliance Examiner

    2016

  • AVP New Accounts Manager

    July, 1998

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