Daiwa Capital Markets America Inc.
Santo Vasquez currently serves as the Head of Central Compliance and Control Room at Daiwa Capital Markets America Inc., a position held since September 2023. Prior to this role, Santo was the Director and Head of Control Room at Natixis CIB Americas from August 2022 to April 2023. Santo's extensive experience in compliance and control roles includes serving as the Regional Head of CFCC Advisory Control Room Americas at Standard Chartered Bank from November 2008 to August 2022, and as the Deputy Head of Control Room at ABN AMRO Bank N.V. from April 2003 to November 2008. Santo also held the position of Head of Employee Surveillance at Barclays Investment Bank from September 1999 to April 2003, focusing on personal account dealing.
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Daiwa Capital Markets America Inc.
Daiwa Capital Markets America Inc. (“DCMA”), was incorporated in 1964. DCMA is a New York-based registered securities broker-dealer, a futures commission merchant, a primary dealer of U.S. Treasury securities, and a member of the New York Stock Exchange and other major U.S. exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income instruments, financial futures, and investment banking for institutional customers. DCMA’s ultimate parent company is Daiwa Securities Group Inc. Mission: Building upon Daiwa Securities Group Inc.’s corporate principles, DCMA recognizes its mission is to contribute to the development of society and the economy through its daily operations. This is essential to the success of our mission and sustainable growth with society — deepening the bond of trust we have with our stakeholders, customers, shareholders, employees, and communities.