Santo Vasquez

Head Of Central Compliance And Control Room at Daiwa Capital Markets America Inc.

Santo Vasquez currently serves as the Head of Central Compliance and Control Room at Daiwa Capital Markets America Inc., a position held since September 2023. Prior to this role, Santo was the Director and Head of Control Room at Natixis CIB Americas from August 2022 to April 2023. Santo's extensive experience in compliance and control roles includes serving as the Regional Head of CFCC Advisory Control Room Americas at Standard Chartered Bank from November 2008 to August 2022, and as the Deputy Head of Control Room at ABN AMRO Bank N.V. from April 2003 to November 2008. Santo also held the position of Head of Employee Surveillance at Barclays Investment Bank from September 1999 to April 2003, focusing on personal account dealing.

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